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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2003-07-01 |
Branch Locations
999 3Rd Ave Ste 4000, Seattle, WA 98104 • United States
Shoreline, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
1.EAST KING COUNTY SOCCER, NOT INVESTMENT RELATED, SEATTLE WA, REFEREE, 2 HOURS/WEEK 6 MONTHS/YEAR, NOT DURING BUSINESS HOURS. 2. SEATTLE SOCCER REFEREE'S ASSOCIATION, NOT INVESTMENT RELATED, SEATTLE WA, REFEREE, BEGAN 2002, 4-6 HOURS/WEEK 9 MONTHS/YEAR, NOT DURING BUSINESS HOURS. 3. NORTH CHAPTER SOCCER ASSOCIATION, NOT INVESTMENT RELATED, SEATTLE WA, REFEREE, 4 HOURS/WEEK, NOR DURING BUSINESS HOURS. 4. GREATER SEATTLE SOCCER LEAGUE, NOT INVESTMENT RELATED, SEATTLE WA, REFEREE, 6 HOURS/WEEK, NOT DURING BUSINESS HOURS. 5. PACIFIC NW BASKETBALL OFFICIALS ASSOC; NOT INVESTMENT RELATED; SHORELINE, WA; HIGH SCHOOL REFEREE; START 12/1/2008; 25 HRS MONTH; 0 DURING BUSINESS; DUTIES - REFEREE 6. WASHINGTON SOCCER REFEREES; NOT INVESTMENT RELATED; SEATTLE, WA; SPORTS OFFICIATING; REFEREE; START 9/15/2013; 40 HOURS PER MONTH; 0 DURING TRADING; DUTIES ARE OFFICIATING SOCCER GAMES. 7. WASHINGTON OFFICIALS ASSOC; NOT INV RELATED; RENTON, WA; REF EVALUATION & SITE COORDINATOR; START 3/21/2016; 12 HOURS PER MONTH, 0 DURING TRADING; EVALUATING SOCCER REFEREES AND OVERSEEING HIGH SCHOOL SOCCER SEMI-FINALS AND FINALS. 8. CYO (CATHOLIC YOUTH ASSOC); NOT INV RELATED; SEATTLE, WA; YOUTH BASKETBALL REFEREE; START 2000; 12 HOURS PER MONTH, 0 DURING TRADING; REFEREE 5TH-8TH GRADE BASKETBALL. 9. WASHINGTON OFFICIALS ASSOCIATION; NOT INVESTMENT RELATED; SHORELINE, WA; OFFICIAL/MENTOR; START 5/27/2016; 10 HOURS PER MONTH/0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-09-24 |
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