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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Woodbury | MN | 08/2008 | 01/2024 |
| Osaic Wealth, Inc. | Wichita | KS | 01/2024 | Present |
1) APN INVESTMENTS LLC POSITION: Owner/ Property Manager NATURE: LLC.Real estate rental business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 12/08/2008 ADDRESS: PO Box 780835, Wichita KS 67278, United States DESCRIPTION: Rental property manager for properties owned by the LLC 2) WEALTH LEGACY ADVISORS POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2020 ADDRESS: 201 S Oliver, Wichita KS 67218, United States DESCRIPTION: Duties as assigned by registered rep and Advisor Cody Ayres
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-01 |
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