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Ruth Lenore Transue

Wells Fargo Clearing Services, LLC

Tucson, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-27
AZ RA APPROVED 2011-07-12
  • TX RA
    APPROVED
    Since 2016-09-27
  • AZ RA
    APPROVED
    Since 2011-07-12

Branch Locations

2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-14
S63 Uniform Securities Agent State Law Examination 1983-12-13
  • S65 Uniform Investment Adviser Law Examination
    1998-03-14
  • S63 Uniform Securities Agent State Law Examination
    1983-12-13
Designations
Other Names
  • Ruth Lenore Micklewrig
  • Dee Transue
  • Ruth Lenore Micklewright

View on SEC IAPD

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