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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-28 |
| OH | RA | APPROVED | 2019-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 08/2016 | 12/2016 |
| Agency For The Performing Arts | Los Angeles | CA | 03/2018 | 01/2019 |
| Ubs Financial Services Inc. | Pepper Pike | OH | 02/2019 | Present |
| Barney's Beanery | Santa Monica | CA | 03/2017 | 05/2017 |
| Anschutz Entertainment Group | Los Angeles | CA | 06/2017 | 02/2018 |
Postmates / I am requesting the ability to drive for Postmates, a food delivery service, as a side job to make extra money. I pick up food from local restaurants and drop the food off at the recipients home. / 201 3rd St #200, San Francisco, California 94105 / I will be picking up food from local restaurants and delivering the food to the recipients at their home addresses. / Start Date 5/12/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-25 |
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