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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-25
OH RA APPROVED 2011-09-22
  • TX RA
    APPROVED_RES
    Since 2026-03-25
  • OH RA
    APPROVED
    Since 2011-09-22

Branch Locations

130 South Point Drive, Avon Lake, OH 44012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mj Baker & Associates Avon Lake OH 10/2006 Present
Commonwealth Financial Network Waltham MA 09/2011 Present
Previous Registrations
Other Businesses

1. Owner, MJ Baker Financial Advisors, a private entity est. to facilitate securities, advisory, and insurance business; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'MJ Baker Financial Advisors'; Conducted at branch; Investment related. 3. Co-Owner of a residential rental property located in Avon Lake, OH; As of 03/01/20; 0% time spent during regular business hours; Not conducted at branch; Investment related. 4. Owner, Carpe Diem Real Estate II, LLC, an entity created for the purpose of buying and managing commercial real estate at 130 South Point Dr. Avon Lake, OH 44012, as of 11/25/2020; 2% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-23
  • S66 Uniform Combined State Law Examination
    2007-05-23

View on SEC IAPD

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