Shawn David Brunner

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Mj Baker & Associates
  Avon Lake, OH
• 09/2011 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2008-01-03 → 2011-09-21
  Cetera Wealth Services, Llc
  Avon Lake, OH
• 2006-07-07 → 2006-09-15
  Ameriprise Financial Services, Llc
  Pepper Pike, OH

Other Businesses

1. Owner, MJ Baker Financial Advisors, a private entity est. to facilitate securities, advisory, and insurance business; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'MJ Baker Financial Advisors'; Conducted at branch; Investment related. 3. Co-Owner of a residential rental property located in Avon Lake, OH; As of 03/01/20; 0% time spent during regular business hours; Not conducted at branch; Investment related. 4. Owner, Carpe Diem Real Estate II, LLC, an entity created for the purpose of buying and managing commercial real estate at 130 South Point Dr. Avon Lake, OH 44012, as of 11/25/2020; 2% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-23