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Morgan Woods

Commonwealth Financial Network

Avon Lake, OH

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-06-07
  • OH RA
    APPROVED
    Since 2022-06-07

Branch Locations

130 South Point Drive, Avon Lake, OH 44012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc Canton MA 12/2018 12/2020
Citizens Bank Parma Heights OH 10/2018 12/2020
Autonation Ford Westlake Westlake OH 12/2015 10/2018
Citizens Bank University Heights OH 01/2021 07/2021
Citizens Securities, Inc Westwood MA 01/2021 07/2021
Citizens Securities, Inc Westwood MA 07/2021 02/2022
Citizens Bank, N.A University Heights OH 07/2021 02/2022
Commonwealth Financial Network Waltham MA 02/2022 11/2024
Mj Baker Financial Advisors Avon Lake OH 02/2022 11/2024
Commonwealth Financial Network Waltham MA 11/2024 Present
Mj Baker Financial Advisors Avon Lake OH 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-02
S63 Uniform Securities Agent State Law Examination 2019-03-11
  • S65 Uniform Investment Adviser Law Examination
    2020-03-02
  • S63 Uniform Securities Agent State Law Examination
    2019-03-11

View on SEC IAPD

Other Firms

EDWARD JONES
FIFTH THIRD SECURITIES, INC.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
MUTUAL CAPITAL PARTNERS FUNDS

Other Investors

MICHAEL JAMES BAKER
SHAWN DAVID BRUNNER
Evan Robert Potts
Luis Arturo Patten
JARRETT PAUL MEHALIK
JOHN WILLIAM WIRTZ
MICHAEL J ROGERS
Justin Joseph Robertson

Other Offices

EDWARD JONES · AVON LAKE, OH
FIFTH THIRD SECURITIES, INC. · AVON LAKE, OH
LPL FINANCIAL LLC · AVON LAKE, OH
U.S. BANCORP ADVISORS, LLC · Avon Lake, OH
LPL FINANCIAL LLC · AVON LAKE, OH
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · AVON, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Westlake, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Cleveland, OH

More in Avon Lake, OH

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