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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-03-19
  • MI RA
    APPROVED
    Since 2018-03-19

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Birmingham, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bloomfield Hills MI 09/2015 01/2017
Morgan Stanley Farmington Hills MI 01/2017 03/2018
Raymond James & Associates, Inc. Birmingham MI 03/2018 Present
Previous Registrations
  • 2010-11-03 → 2018-03-19
    Farmington Hills, MI
    Grand Blanc, MI
    Troy, MI
    Bloomfield Hills, MI
    Birmingham, MI
    Bloomfield Hills, MI
    Bloomfield Hills, MI
    Farmington Hills, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-08
S63 Uniform Securities Agent State Law Examination 1998-08-17
  • S65 Uniform Investment Adviser Law Examination
    1999-11-08
  • S63 Uniform Securities Agent State Law Examination
    1998-08-17
Other Names
  • Carmen Marie Sapiano

View on SEC IAPD

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