Carmen Sapiano Mcnamara

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2017
  Morgan Stanley
  Bloomfield Hills, MI
• 01/2017 → 03/2018
  Morgan Stanley
  Farmington Hills, MI
• 03/2018 → Present
  Raymond James & Associates, Inc.
  Birmingham, MI

Previous Registrations

• 2010-11-03 → 2018-03-19
  Morgan Stanley
  Farmington Hills, MI
  Grand Blanc, MI
  Troy, MI
  Bloomfield Hills, MI
  Birmingham, MI
  Bloomfield Hills, MI
  Bloomfield Hills, MI
  Farmington Hills, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-08
• S63 Uniform Securities Agent State Law Examination
  1998-08-17

Other Names

• Carmen Marie Sapiano