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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-07 |
| NY | RA | APPROVED | 2025-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 02/2017 |
| Lpl Financial, Llc | Syracuse | NY | 02/2017 | 02/2019 |
| Stratos Wealth Partners, Ltd | Syracuse | NY | 02/2017 | 02/2019 |
| Securities America, Inc. | Syracuse | NY | 02/2019 | 06/2024 |
| Securities America Advisors, Inc. | Syracuse | NY | 02/2019 | 06/2024 |
| Osaic Wealth, Inc. | Syracuse | NY | 06/2024 | 04/2025 |
| Mariner | Overland Park | KS | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-08-17 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-22 |
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