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Julie Ann Hope

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Spokane, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-02-23
  • WA RA
    APPROVED
    Since 2015-02-23

Branch Locations

601 W Riverside Ave, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spokane WA 10/2014 Present
Bank Of America, N.A. Spokane WA 02/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-21
S63 Uniform Securities Agent State Law Examination 2006-06-07
S65 Uniform Investment Adviser Law Examination 1997-12-22
  • S66 Uniform Combined State Law Examination
    2015-02-21
  • S63 Uniform Securities Agent State Law Examination
    2006-06-07
  • S65 Uniform Investment Adviser Law Examination
    1997-12-22
Other Names
  • Julie Ann Jensen

View on SEC IAPD

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LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
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