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Gary Donald Curtis

Oppenheimer & Co. Inc.

Portsmouth, NH

CRD 1079608

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2005-11-02
  • NH RA
    APPROVED
    Since 2005-11-02

Branch Locations

One Harbour Place Suite 325, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. Portsmouth NH 11/2002 Present
  • 11/2002 → Present
    Fahnestock & Co. Inc.
    Portsmouth, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-01
S63 Uniform Securities Agent State Law Examination 1987-03-26
  • S65 Uniform Investment Adviser Law Examination
    2005-11-01
  • S63 Uniform Securities Agent State Law Examination
    1987-03-26

View on SEC IAPD

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