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Carol Litka

Morgan Stanley

Troy, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-19
MI RA APPROVED 2010-10-05
  • TX RA
    APPROVED_RES
    Since 2020-02-19
  • MI RA
    APPROVED
    Since 2010-10-05

Branch Locations

101 West Big Beaver Road Suite 1200, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Southfield MI 07/1993 Present
Morgan Stanley Smith Barney Southfield MI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/1993 → Present
    Citigroup Global Markets Inc.
    Southfield, MI
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Southfield, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*511651 - The Village Club; Investment related: No; Bloomfield Hills, Michigan; Non-Profit; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 3; Other *163333 - St. Hugo of the Hills Parish Community; Investment related No; Bloomfield Hills, Michigan; Religious; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 04/2012 ; During business hours: 0; After business hours: 6; I am currently a committee member; if approved I will chair the committee. *511662 - The Village Club; Investment related: No; Bloomfield Hills, Michigan; Non-Profit, Education, Social & Recreational; Strategic Planning Committee member (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 1; Other *561290 - The Village Club Enrichment Fund ; Investment related - No ; Bloomfield Hills, Michigan ; Civic/Community, Education, Children/Youth ; Board Member, President 2023-2026 (proprietor, partner, officer, director, employee, trustee, agent) ; 7/2023 ; During business hours : 0 ; After business hours : 1 ; Administrative, Fundraising *577482 - St. Hugo of the Hills Parish Bloomfield Hills Corporation; Investment related-No; Bloomfield Hills, Michigan; Education, Humanitarian, Religious; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 0; After business hours: 0; attend meetings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-15
S63 Uniform Securities Agent State Law Examination 1983-01-14
  • S65 Uniform Investment Adviser Law Examination
    1993-06-15
  • S63 Uniform Securities Agent State Law Examination
    1983-01-14

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