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Andrew Jackson Goodwin

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-10
GA RA APPROVED 2021-06-02
  • TX RA
    APPROVED
    Since 2021-06-10
  • GA RA
    APPROVED
    Since 2021-06-02

Branch Locations

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Optimum Investment Advisors Chicago IL 11/1989 06/2021
Morgan Stanley Smith Barney Llc Alpharetta GA 06/2021 Present
Morgan Stanley Private Bank, N.A New York NY 09/2021 Present
  • 11/1989 → 06/2021
    Optimum Investment Advisors
    Chicago, IL
  • 06/2021 → Present
    Morgan Stanley Smith Barney Llc
    Alpharetta, GA
  • 09/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 1998-04-29 → 2021-06-30
    Optimum Investment Advisors, Llc
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-04-27
S65 Uniform Investment Adviser Law Examination 1995-12-05
  • S63 Uniform Securities Agent State Law Examination
    2021-04-27
  • S65 Uniform Investment Adviser Law Examination
    1995-12-05
Other Names
  • Andrew Jackson Goodwin
  • Andy Goodwin
  • Andrew J Goodwin

View on SEC IAPD

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BRENDAN HUGH KEELAN
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RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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