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Current Employers
Weitzel Financial Services, Inc.

2200 John F. Kennedy Road Suite 103, Dubuque, IA 52002 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-01-10
  • IA RA
    APPROVED
    Since 2017-01-10

Branch Locations

2200 John F. Kennedy Rd Suite 103, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weitzel Financial Services, Inc. Dubuque IA 07/2013 Present
Other Businesses

DONALD RUPP - INSURANCE SALES, INV-RELATED-NO, 2750 ANDREW CT, SELL FIXED INSURANCE AND FIXED ANNUITIES, LIFE INSURANCE SALES, START 07/2015, 20 HRS/MO, 5 HRS/MO DURING SECURITIES TRADING HOURS, SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-27
S63 Uniform Securities Agent State Law Examination 1983-01-11
  • S65 Uniform Investment Adviser Law Examination
    2016-10-27
  • S63 Uniform Securities Agent State Law Examination
    1983-01-11

View on SEC IAPD

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