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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-10-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Petoskey | MI | 10/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Petoskey | MI | 10/2012 | Present |
| Doug Brown & Associates Llc | Petoskey | MI | 10/2012 | Present |
| Bickersteth, Brown & Associates, Llc | Petoskey | MI | 10/2012 | 08/2020 |
| Doug Brown & Associates, Llc | Petoskey | MI | 11/2012 | Present |
(1)Name of Business: Doug Brown & Associates, LLC Address: 434 E Lake St, Petoskey, MI, 49770, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/01/2012 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 81+ Description of duties: Support Company / DBA (owner), Independent registered representative/ Certified Financial Planner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-01 |
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