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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-01-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 06/1984 | Present |
| Northwestern Mutual Investment Services, Llc | Grand Rapids | MI | 12/1984 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER 100%, WESTERN MICHIGAN GROUP LLC, 55 CAMPAU NW, GRAND RAPIDS, MICHIGAN, 49501, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 7/26/2010, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, EXECUTIVE IN NM GENERAL AGENCY, INVESTMENT RELATED. 3. 100% OWNER, STRATEGIC EMPLOYEE BENEFIT SERVICES OF WESTERN MICHIGAN, LLC, LEGAL ENTITY, START DATE: 7/26/2010, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY BEING KEPT OPEN TO RECIEVE FUTURE BUYOUT/EARNOUT PAYMENTS FROM SALE OF EMPLOYEE BENEFITS BUSINESS, INVESTMENT RELATED. 4. 51% OWNER, NMGH, LLC, COMMERCIAL REAL ESTATE PROPERTY, 12 WASHINGTON AVE STE A, GRAND HAVEN, MICHIGAN, 49418, INVESTMENT PROPERTY, START DATE: 9/11/2013, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS AN LLC THAT HOLDS THE CONDO FOR THE REGISTERED BRANCH OFFICE IN GRAND HAVEN, MICHIGAN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-21 |
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