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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2011-02-17 |
| TX | RA | APPROVED_RES | 2009-08-13 |
Branch Locations
3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Tucson | AZ | 07/2009 | Present |
(1) INVISIBLE THEATRE; ADDRESS: 1400 N 1ST AVE TUCSON, AZ; BUSINESS DESCRIPTION: THEATRE/ARTS; NOT INVESTMENT RELATED; START DATE: 06/01/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: ADVISORY/FUNDING RAISING; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) MIRAMONTE AT THE RIVER HOMEOWNERS ASSOCIATION; ADDRESS: PO BOX 14198 TUCSON, AZ 85732; BUSINESS DESCRIPTION: COMMUNITY HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 03/01/2016; CAPACITY: OFFICER; DUTIES: OVERSITE AND MAINTENANCE OF COMMUNITY PHYSICAL PLANT, POOL, COMMON AREAS, WALLS AND FENCES; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1981-10-29 |
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