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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-02-03 |
| TX | RA | APPROVED | 2020-02-03 |
Branch Locations
One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States
Saint Charles, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clayton | MO | 11/2009 | 01/2020 |
| Rbc Capital Markets, Llc | St. Louis | MO | 01/2020 | Present |
OUTSIDE EMPLOYMENT ; ST CHARLES CITY ATHLETIC DEPARTMENT; BASEBALL UMPIRE; ST CHARLES ,MO; JUNE 2013; 20-39 HOURS PER MONTH; 0 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-07 |
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