Matthew Kendall Mason

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2020
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 10/2020 → Present
  Stifel, Nicolaus & Company, Incorporated
  Chico, CA

Previous Registrations

• 2019-10-01 → 2020-08-25
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-23
• S63 Uniform Securities Agent State Law Examination
  2016-09-22

Designations

• Certified Financial Planner

Other Names

• Matthew K Mason
• Matthew Mason
• Matthew Kendall Mason