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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-02
ND RA APPROVED 1990-02-06
  • TX RA
    APPROVED_RES
    Since 2021-12-02
  • ND RA
    APPROVED
    Since 1990-02-06

Branch Locations

3350 13Th Ave S Ste G, Fargo, ND 58103 • United States

Fargo, ND • United States

Peoria, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Fargo ND 03/2020 Present
Ameriprise Financial Services, Inc. Fargo ND 09/2005 03/2020
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-09-20
  • S63 Uniform Securities Agent State Law Examination
    1982-09-20

View on SEC IAPD

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