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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services | Albuquerque | NM | 08/2016 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 12/2017 | 03/2022 |
| Bank Of America, N.A. | Albuquerque | NM | 06/2021 | 03/2022 |
| Fidelity Investments | Albuquerque | NM | 03/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-133312|OrgNmn:Thoren Homes, LLC|Org Addr:Bernalillo,New Mexico,US|OBA Nature:Purchase and manage rental pro|Invst Rel:Y|Title:Owner|Duties:Manage rental property|StrtDt:08-18-26|TotHrs/mon:1|TrdHrs/mon:0|OBA-108747|OrgNmn:KKVC Investments|Org Addr:Albuquerqu,New Mexico,US|OBA Nature:Created the LLC to purchase a |Invst Rel:Y|Title:Member|Duties:None, investment only|StrtDt:04-09-24|TotHrs/mon:1|TrdHrs/mon:0|OBA-94170|OrgNmn:2808 Quincy St. LLC|Org Addr:Albuquerqu,New Mexico,US|OBA Nature:Real Estate|Invst Rel:Y|Title:Owner|Duties:Land Lord|StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|OBA-67431|OrgNmn:Chamisa Ridge HOA|Org Addr:Albuquerqu,New Mexico,US|OBA Nature:HOA|Invst Rel:N|Title:President|Duties:Preceeding over HOA Board meetings and homeowner meetings.|StrtDt:03-14-22|TotHrs/mon:2|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-27 |
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