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Larry Alan King

Wells Fargo Clearing Services, LLC

Columbus, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-07-01
  • GA RA
    APPROVED
    Since 2003-07-01

Branch Locations

6001 River Rd Ste 220, Columbus, GA 31904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbus GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Columbus GA 11/2016 Present
Previous Registrations
  • 2003-04-23 → 2003-07-01
    Prudential Equity Group, Llc
    Columbus, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-04
S63 Uniform Securities Agent State Law Examination 1988-09-22
  • S65 Uniform Investment Adviser Law Examination
    1993-03-04
  • S63 Uniform Securities Agent State Law Examination
    1988-09-22
Other Names
  • Larry A King

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
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SYNOVUS SECURITIES, INC.

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WHITNEY E SHACKELFORD
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LISA SINDLE STEPPE
JOHN DITMAN FLORY
JASON M KELLY
DAVID CHRISTOPHER HANCOCK
GINA L HALL

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Columbus, GA
WELLS FARGO CLEARING SERVICES, LLC · COLUMBUS, GA
EDWARD JONES · Columbus, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Columbus, GA
EAGLE STRATEGIES LLC · COLUMBUS, GA
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Columbus, GA

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