Richard Frederick Trasport

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → 07/2021
  Richard Trasport Jr
  Lakeland, FL
• 09/2014 → 06/2021
  Voya Financial Advisors
  Lakeland, FL
• 05/2021 → 07/2021
  Cetera Advisor Networks
  El Segundo, CA
• 08/2021 → Present
  Lpl Financial Llc
  Lakeland, FL

Previous Registrations

• 2021-05-26 → 2021-08-03
  Cetera Wealth Services, Llc
  Lakeland, FL
  Malden, MA
  Lakeland, FL
  El Segundo, CA
• 2013-09-05 → 2021-06-14
  Voya Financial Advisors, Inc.
  Lakeland, FL
  Windsor, CT
  Fruitland Park, FL
  Braintree, MA
  Malden, MA
  Windsor, CT
• 2004-09-13 → 2013-08-28
  Osaic Wealth, Inc.
  Lakeland, FL
  Lakeland, FL
• 2003-04-03 → 2004-08-31
  High Mark Securities, Inc.
  Lakeland, FL

Other Businesses

1)07/16/2021 - Richard F. and Deborah W. Trasport Revocable Trust - Act in a Fiduciary Capacity - Inv Rel - Lakeland, FL - Start: 05/2007 2)07/16/2021 - Richard Trasport Jr - Notary - State of FL - Start: 11/2006 3)09/23/2022 - Trasport Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/01/2022 - 120 Hours Per Month/32 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-16
• S63 Uniform Securities Agent State Law Examination
  1999-01-11

Designations

• Chartered Financial Consultant

Other Names

• Rick Trasport
• Richard Fredrick Trasport
• Richard Fredrick Trasport
• Richard Frederick Trasport
• Richard Frederick Trasport