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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2013-12-26 |
| IL | RA | APPROVED | 2011-08-18 |
| MO | RA | APPROVED | 2011-08-18 |
Branch Locations
800 N Magnolia Ave Ste 1401, Orlando, FL 32803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Frontenac | MO | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
SIFMA FOUNDATION, NOT INV RELATED, NEW YORK, NY, MEMBER OF THE BOARD OF DIRECTORS, START 10/1/2023, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, ATTENDING MEETINGS, DISCUSSING PROGRAMS OFFERING FINANCIAL EDUCATION FOR AGES K-12, SUPPOTING THE FIRMS CONTRIBUTION TO FOUNDATION, PROMOTING ORGANIZATION, RECRUITMENTS OF PARTICIPANTS AND NEW BOARD MEMBERS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-16 |
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