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John Richard White

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-28
AR RA APPROVED 2002-05-24
  • TX RA
    APPROVED_RES
    Since 2014-04-28
  • AR RA
    APPROVED
    Since 2002-05-24

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 05/2002 Present
  • 05/2002 → Present
    Stephens Inc.
    Little Rock, AR
Previous Registrations
Other Businesses

HERITAGE LAND & TIMBER - NON INVESTMENT RELATED - TIMBER CULTIVATION & SALES - SINCE 9/2002 - 0 HOURS DURING SECURITIES TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-22
S63 Uniform Securities Agent State Law Examination 1983-05-07
  • S65 Uniform Investment Adviser Law Examination
    1997-05-22
  • S63 Uniform Securities Agent State Law Examination
    1983-05-07

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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