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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-03
SC RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-11-03
  • SC RA
    APPROVED
    Since 2021-02-17

Branch Locations

2 W Washington St Ste 800, Greenville, SC 29601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Greenville SC 01/2013 02/2021
Truist Investment Services, Inc. Greenville SC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
Scott & Stringfellow, Inc. Richmond VA 03/2001 02/2021
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Greenville, SC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Greenville, SC
  • 02/2021 → Present
    Atlanta, GA
  • 03/2001 → 02/2021
    Scott & Stringfellow, Inc.
    Richmond, VA
Previous Registrations
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Greenville, SC
    Richmond, VA
    Richmond, VA
  • 1999-04-21 → 2013-01-02
    Scott & Stringfellow, Llc
    Greenville, SC
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-08
S63 Uniform Securities Agent State Law Examination 1994-05-04
  • S65 Uniform Investment Adviser Law Examination
    1995-11-08
  • S63 Uniform Securities Agent State Law Examination
    1994-05-04

View on SEC IAPD

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