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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
LA RA APPROVED 2023-01-23
AL RA APPROVED 2021-03-02
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • LA RA
    APPROVED
    Since 2023-01-23
  • AL RA
    APPROVED
    Since 2021-03-02

Branch Locations

2501 20Th Place S Ste 101, Birmingham, AL 35223 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Birmingham AL 02/2016 02/2021
Truist Investment Services, Inc. Birmingham AL 02/2021 Present
Truist Advisory Services, Inc. Birmingham AL 03/2021 Present
  • 02/2016 → 02/2021
    Bb&T Securities
    Birmingham, AL
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Birmingham, AL
  • 03/2021 → Present
    Birmingham, AL
Previous Registrations
  • 2016-02-05 → 2021-03-02
    Bb&T Securities, Llc
    Birmingham, AL
    Richmond, VA
  • 2010-10-15 → 2016-02-11
    Birmingham, AL
  • 2009-06-01 → 2010-11-04
    Birmingham, AL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, AL
  • 1992-11-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

M&P LLC POSITION: co owner of building NATURE: Piggy Wiggly Building ownership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/29/2008 ADDRESS: 304 W Main St., Hartford AL 36344

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-03
  • S63 Uniform Securities Agent State Law Examination
    1984-12-03
Other Names
  • Bill Morris

View on SEC IAPD

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