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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-12 |
| RI | RA | APPROVED | 2013-10-09 |
Branch Locations
500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States
Providence, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Providence | RI | 09/2013 | Present |
NAME OF ENTITY: PPAC ADDRESS: Weybossett Street, Providence, RI INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Performing Arts Center START DATE: 09.14.23 CAPACITY: Board of Directors * DUTIES: Input on upcoming performances HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-07 |
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