Bhavin Patel

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-12-08

CT RA
APPROVED

Since 2025-12-08

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of Connecticut	Storrs Mansfield	CT	09/2019	05/2024
Unemployed	New London	CT	08/2015	08/2019
Unemployed	New London	CT	06/2024	07/2025
Lpl Enterprise Llc	Shelton	CT	08/2025	Present

09/2019 → 05/2024

University Of Connecticut

Storrs Mansfield, CT
08/2015 → 08/2019

Unemployed

New London, CT
06/2024 → 07/2025

Unemployed

New London, CT
08/2025 → Present

Lpl Enterprise Llc

Shelton, CT

Other Businesses

1. 08/01/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - New London, CT - Start Date 07/28/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 08/01/2025 - BHAVIN PATEL - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - New London, CT - Start Date 07/28/2025 - 160hrs/MTH 160hrs/MTH During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-08

S66 Uniform Combined State Law Examination

2025-12-08

View on SEC IAPD

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews