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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-12-08
  • SC RA
    APPROVED
    Since 2025-12-08

Branch Locations

33 Market Point Dr, Greenville, SC 29607 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Simpsonville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc Fort Worth TX 04/2025 12/2025
United States Marine Corps Arlington VA 08/2003 09/2025
Southern Charm Woodworking Simpsonville SC 08/2017 Present
First Command Brokerage Services, Inc. Fort Worth TX 12/2025 Present
First Command Advisory Services, Inc. Fort Worth TX 12/2025 Present
First Command Insurance Services, Inc. Fort Worth TX 12/2025 Present
  • 04/2025 → 12/2025
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 08/2003 → 09/2025
    United States Marine Corps
    Arlington, VA
  • 08/2017 → Present
    Southern Charm Woodworking
    Simpsonville, SC
  • 12/2025 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 12/2025 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 12/2025 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Southern Charm Woodworking Whether the business is investment-related: No Address of the other business: Simpsonville, SC Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Woodworker The start date of your relationship: Aug 01, 2017 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I create wood plaques and other wood related products like furniture and decorations and sell them.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-29
S63 Uniform Securities Agent State Law Examination 2025-09-19
  • S65 Uniform Investment Adviser Law Examination
    2025-11-29
  • S63 Uniform Securities Agent State Law Examination
    2025-09-19

View on SEC IAPD

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