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Nicholas Robert Lowe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-26
CA RA APPROVED 2026-01-16
  • TX RA
    APPROVED
    Since 2026-01-26
  • CA RA
    APPROVED
    Since 2026-01-16

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tempe AZ 03/2025 06/2025
Jpmorgan Chase Bank, N.A. Tempe AZ 08/2023 03/2025
Bed Bath And Beyond Gilbert AZ 01/2019 12/2021
Bed Bath And Beyond Mesa AZ 08/2022 08/2023
Unemployed Chandler AZ 01/2010 01/2019
Unemployed Tempe AZ 12/2021 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2025 Present
Unemployed Chandler AZ 06/2025 10/2025
  • 03/2025 → 06/2025
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 08/2023 → 03/2025
    Jpmorgan Chase Bank, N.A.
    Tempe, AZ
  • 01/2019 → 12/2021
    Bed Bath And Beyond
    Gilbert, AZ
  • 08/2022 → 08/2023
    Bed Bath And Beyond
    Mesa, AZ
  • 01/2010 → 01/2019
    Unemployed
    Chandler, AZ
  • 12/2021 → 08/2022
    Unemployed
    Tempe, AZ
  • 10/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 06/2025 → 10/2025
    Unemployed
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-16
S63 Uniform Securities Agent State Law Examination 2025-07-23
  • S66 Uniform Combined State Law Examination
    2026-01-16
  • S63 Uniform Securities Agent State Law Examination
    2025-07-23
Other Names
  • Nick Lowe
  • Nicholas R Lowe
  • Nicholas Lowe
  • Nicholas Robert Lowe

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
EDWARD JONES
LPL FINANCIAL LLC
VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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