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Pham Thao An Nguyen

Corinthian Wealth Management

San Jose, CA

CRD 8032158

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Employer firm

Corinthian Wealth Management CRD 312196

$132M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Corinthian Wealth Management

1625 The Alameda Suite 308, San Jose, CA 95126 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-16
  • CA RA
    APPROVED
    Since 2025-01-16

Branch Locations

1625 The Alameda Suite 308, San Jose, CA 95126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corinthian Wealth Management Inc San Jose CA 01/2025 Present
Corinthian Wealth Management Inc San Jose CA 03/2023 Present
Unemployed San Jose CA 12/2022 03/2023
Anh Nguyen Ophthalmology Falls Church VA 10/2021 12/2022
Department Of Public Safety Cape Girardeau MO 01/2020 08/2021
Sunrise Advertising Ho Chi Minh City 05/2018 01/2020
Yeah1 Entertainment Group Ho Chi Minh City 05/2017 09/2019
Fuji Xerox Company Ltd Ho Chi Minh City 06/2016 05/2017
Student Ho Chi Minh City 09/2012 06/2016
  • 01/2025 → Present
    Corinthian Wealth Management Inc
    San Jose, CA
  • 03/2023 → Present
    Corinthian Wealth Management Inc
    San Jose, CA
  • 12/2022 → 03/2023
    Unemployed
    San Jose, CA
  • 10/2021 → 12/2022
    Anh Nguyen Ophthalmology
    Falls Church, VA
  • 01/2020 → 08/2021
    Department Of Public Safety
    Cape Girardeau, MO
  • 05/2018 → 01/2020
    Sunrise Advertising
    Ho Chi Minh City
  • 05/2017 → 09/2019
    Yeah1 Entertainment Group
    Ho Chi Minh City
  • 06/2016 → 05/2017
    Fuji Xerox Company Ltd
    Ho Chi Minh City
  • 09/2012 → 06/2016
    Student
    Ho Chi Minh City
Other Businesses

Ms. Nguyen is a notary public. In this role she provides notary services for clients for signatures on contracts. She spends approximately 2 hours a month during both market and non-market hours in this endeavor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-15
  • S65 Uniform Investment Adviser Law Examination
    2024-11-15
Other Names
  • An Nguyen

View on SEC IAPD

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