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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-12-11 |
Branch Locations
2400 Lake Lansing Road, Suite C, Lansing, MI 48912 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lansing | MI | 01/2025 | Present |
| Longwalk Biotech | Kaohsiung | 08/2023 | 12/2024 | |
| New York University | New York | NY | 09/2018 | 07/2023 |
| Kaohsiung American School | Kaohsiung | 01/2015 | 08/2018 | |
| Private Advisor Group, Llc | Morristown | NJ | 12/2025 | Present |
1- 06/2025 / Waggoner Global Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s) 2- 06/2025 / Waggoner Financial / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-03 |
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