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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-04
MI RA APPROVED 2017-12-01
  • TX RA
    APPROVED_RES
    Since 2021-01-04
  • MI RA
    APPROVED
    Since 2017-12-01

Branch Locations

7201 W Saginaw Hwy, Suite 202A, Lansing, MI 48917 • United States

2109 Hamilton Road, Suite 130A, Okemos, MI 48864 • United States

Dewitt, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments Lansing MI 01/2015 11/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2017 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 12/2017 Present
Previous Registrations
  • 2015-01-05 → 2017-11-30
    Sii Investments, Inc.
    Lansing, MI
    Lansing, MI
    Mt. Pleasant, MI
  • 2010-08-26 → 2015-01-14
    Msi Financial Services, Inc.
    Lansing, MI
    Lansing, MI
    Southfield, MI
Other Businesses

1) THE ALLIED SERVICES GROUP LLC DBA PARK LAKE ADVISORS, 3303 W SAGINAW ST, STE C1, LANSING, MI, 10/2002, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO, 20 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING, SEE EMPLOYMENT HISTORY FOR START DATE. 3) PARK LAKE MARKETING, 1108 SANDHILL DRIVE, DEWITT, MI, 06/2023, OWNER, MARKETING, NIR, 10 HR/MO, 10 HR/MO TRADING. 4) BALLER EVOLUTION, 1108 Sandhill Drive, DeWitt MI 48820, 09/22/2023, Owner, Using a Trade Name/dba, NIR, 15 HR/MO - 0 HR/MO TRADING 5) MID-MICHIGAN EXCEL, Dewitt MI 48820, 09/22/2023, Coach, Volunteer, NIR, 20 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-23
S63 Uniform Securities Agent State Law Examination 2008-01-23
  • S65 Uniform Investment Adviser Law Examination
    2010-06-23
  • S63 Uniform Securities Agent State Law Examination
    2008-01-23
Designations

View on SEC IAPD

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