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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-11 |
| FL | RA | APPROVED | 2021-06-23 |
Branch Locations
1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States
22893 Sandalfoot Plaza Dr, Boca Raton, FL 33428 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fau | Boca Raton | FL | 05/2014 | 12/2018 |
| Holistic Pet Cuisine | Boca Raton | FL | 12/2018 | 05/2019 |
| Unemployed | Boca Raton | FL | 05/2019 | 10/2019 |
| Newbridge Securities Corporation | Boca Raton | FL | 10/2019 | 12/2019 |
| Unemployed | Boca Raton | FL | 12/2019 | 09/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2020 | 05/2021 |
| Northwestern Mutual | Boca Raton | FL | 08/2016 | 12/2016 |
| Wells Fargo Clearing Services, Llc. | Palm Beach | FL | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-03 |
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