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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-03
CA RA APPROVED 2024-12-17
  • TX RA
    APPROVED
    Since 2025-01-03
  • CA RA
    APPROVED
    Since 2024-12-17

Branch Locations

73820 El Paseo, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Quinta CA 08/2024 Present
Unemployed Carlsbad CA 09/2023 08/2024
Del Frisco's Double Eagle Steakhouse Boston MA 09/2021 09/2023
Keller Williams Realty Reading MA 05/2021 09/2021
Unemployed Boston MA 03/2020 05/2021
Nobu 57 New York NY 01/2020 03/2020
The Monkey Bar New York NY 11/2019 01/2020
Extended Travel New York NY 09/2019 10/2019
The Surf Lodge Montauk NY 05/2019 09/2019
Stk Steakhouse New York NY 10/2018 05/2019
The Surf Lodge New York NY 05/2018 09/2018
Komodo Miami Miami FL 03/2017 05/2018
Zuma Miami Miami FL 09/2013 03/2017
The Lafayette New York NY 10/2018 10/2018
Bank Of America, N.A. La Quinta CA 09/2024 Present
  • 08/2024 → Present
    La Quinta, CA
  • 09/2023 → 08/2024
    Unemployed
    Carlsbad, CA
  • 09/2021 → 09/2023
    Del Frisco's Double Eagle Steakhouse
    Boston, MA
  • 05/2021 → 09/2021
    Keller Williams Realty
    Reading, MA
  • 03/2020 → 05/2021
    Unemployed
    Boston, MA
  • 01/2020 → 03/2020
    Nobu 57
    New York, NY
  • 11/2019 → 01/2020
    The Monkey Bar
    New York, NY
  • 09/2019 → 10/2019
    Extended Travel
    New York, NY
  • 05/2019 → 09/2019
    The Surf Lodge
    Montauk, NY
  • 10/2018 → 05/2019
    Stk Steakhouse
    New York, NY
  • 05/2018 → 09/2018
    The Surf Lodge
    New York, NY
  • 03/2017 → 05/2018
    Komodo Miami
    Miami, FL
  • 09/2013 → 03/2017
    Zuma Miami
    Miami, FL
  • 10/2018 → 10/2018
    The Lafayette
    New York, NY
  • 09/2024 → Present
    Bank Of America, N.A.
    La Quinta, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-05
  • S66 Uniform Combined State Law Examination
    2024-02-05

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