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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tonys Steamers Winfield | Winfield | IL | 06/2020 | 08/2022 |
| United States Postal Service | Wheaton | IL | 11/2022 | 07/2024 |
| Unemployed | Winfield | IL | 10/2014 | 04/2019 |
| Northwestern Mutual | Milwaukee | WI | 08/2024 | 09/2024 |
| Northwestern Mutual Investment Services, Llc | Schaumburg | IL | 07/2024 | 09/2024 |
| Unemployed | Winfield | IL | 09/2022 | 10/2022 |
| J.P. Morgan Securities Llc | Wheaton | IL | 10/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Wheaton | IL | 10/2024 | Present |
| Kroger | Wheaton | IL | 01/2021 | 06/2021 |
| Wheaton Park District | Wheaton | IL | 05/2019 | 09/2019 |
| Unemployed | Winfield | IL | 10/2019 | 05/2020 |
Entity Name: Edison Motors Investment related: No "Address: 260 Veale Rd, Merritt, BC V1K 1B8, Canada https://www.edisonmotors.ca/" Nature of the other business: Automotive Position/Title/Relationship: Owner/Partner Start Date: 01/13/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: company produces diesel-electric trucks for heavy commercial use. I would only own shares, not enough to be on the board. I would not work for the company. Purely a passive investor. Role is not at all similar to current role. no affiliation with JPMC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-11 |
| S66 | Uniform Combined State Law Examination | 2024-03-16 |
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