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Inactive

Thomas James O'DAy

Chancellor Financial Group Wb LP

Wilkes-Barre, PA

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Current Employers
Chancellor Financial Group Wb Lp

60 Public Square Suite 600, Wilkes-Barre, PA 18701 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-11-15
  • PA RA
    APPROVED
    Since 2016-11-15

Branch Locations

15 Public Square Suite 400, Wilkes-Barre, PA 18701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chancellor Financial Group Wb Lp Wilkes-Barre PA 08/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-15
  • S65 Uniform Investment Adviser Law Examination
    2016-11-15

View on SEC IAPD

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JANNEY MONTGOMERY SCOTT LLC · Wilkes-Barre, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES-BARRE, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE, PA
MORGAN STANLEY · WILKES BARRE, PA

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