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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-10-30 |
Branch Locations
5701 Connecticut Ave Nw, Washington, DC 20015 • United States
8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Ann Arbor | Ann Arbor | MI | 10/2015 | 05/2016 |
| Unemployed | Marion | SC | 05/2016 | 08/2016 |
| Wells Fargo | Florence | SC | 08/2016 | 03/2017 |
| Unemployed | Marion | SC | 03/2017 | 09/2017 |
| T-Mobile | Florence | SC | 09/2017 | 05/2018 |
| Bank Of Ann Arbor | Ann Arbor | MI | 05/2018 | 06/2019 |
| Citizens Bank | Dearborn Heights | MI | 07/2019 | 11/2020 |
| Tcf | Novi | MI | 01/2021 | 06/2021 |
| Truist Bank | Matthews | NC | 06/2021 | 07/2022 |
| Truist Investment Services Inc. | Atlanta | GA | 07/2022 | 04/2023 |
| Truist Adviosry Services Inc. | Atlanta | GA | 07/2022 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 04/2023 | 06/2024 |
| Wells Fargo Bank, Na | Washington | DC | 04/2023 | Present |
| Pretty Lady Llc | Charlotte | NC | 06/2022 | Present |
| Door Dash | Charlotte | NC | 12/2020 | Present |
| Wells Fargo Clearing Services, Llc | Washington | DC | 09/2024 | Present |
"ONLINE BUSINESS , PRETTY LADY LLC , NOT INVESTMENT-RELATED OWNER , 905 SUMMIT WALK DR CLT NC 28226 RELATIONSHIP STARTED 06/2022" PER U4 DOORDASH, NOT INV RELATED, CHARLOTTE, NC, DRIVER, START 12/1/2020, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, DELIVERY SERVICES. PRETTY LADY LLC; NOT INV. RELATED; CHARLOTTE, NC; OWNER; WOMEN'S ACCESORIES; START DATE 6/1/2022; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: MANAGEMENT, RESOURCING MERCHANDISE, RESEARCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-10 |
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