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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
GA RA APPROVED 2023-10-23
  • TX RA
    APPROVED
    Since 2023-11-14
  • GA RA
    APPROVED
    Since 2023-10-23

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 11/2022 Present
Kevin W Ulch Vestavia Hills AL 12/2021 01/2022
Alisha Crossley Photography Mountain Brook AL 12/2021 06/2023
Jj Eyes Homewood AL 03/2021 01/2022
Gorham & Associates, Llc Homewood AL 10/2018 04/2019
Monograms Plus Vestavia Hills AL 06/2016 09/2018
University Of Alabama At Birmingham Birmingham AL 08/2019 12/2022
Unemployed Vestavia Hills AL 04/2019 08/2019
Vestavia Hills High School Vestavia Hills AL 08/2015 06/2016
Bank Of America, N.A. Atlanta GA 07/2023 Present
  • 11/2022 → Present
    Atlanta, GA
  • 12/2021 → 01/2022
    Kevin W Ulch
    Vestavia Hills, AL
  • 12/2021 → 06/2023
    Alisha Crossley Photography
    Mountain Brook, AL
  • 03/2021 → 01/2022
    Jj Eyes
    Homewood, AL
  • 10/2018 → 04/2019
    Gorham & Associates, Llc
    Homewood, AL
  • 06/2016 → 09/2018
    Monograms Plus
    Vestavia Hills, AL
  • 08/2019 → 12/2022
    University Of Alabama At Birmingham
    Birmingham, AL
  • 04/2019 → 08/2019
    Unemployed
    Vestavia Hills, AL
  • 08/2015 → 06/2016
    Vestavia Hills High School
    Vestavia Hills, AL
  • 07/2023 → Present
    Bank Of America, N.A.
    Atlanta, GA
Other Businesses

I*1654267 Name of OBA :Babysitting/Caregiver Address: Atlanta GA Investment Related: NO Position, Title, Association: OTHER Employee Start Date:01/20/2024 No Hours: Monthly No Hours during trading: 0 Duties:Providing childcare to families in the area as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-19
  • S66 Uniform Combined State Law Examination
    2023-10-19

View on SEC IAPD

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