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Amanda Smith

Foundations Investment Advisors LLC

Phoenix, AZ

Brunswick, ME

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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2022-08-16
  • ME RA
    APPROVED
    Since 2022-08-16

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

149 Main Street, Brunswick, ME 04011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundations Investment Advisors, Llc Newcastle ME 06/2022 Present
Keybank Brunswick ME 11/2016 03/2022
Pizza Hut Brunswick ME 03/2004 05/2017
Other Businesses

Licensed Insurance Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-16
  • S65 Uniform Investment Adviser Law Examination
    2022-07-16
Other Names
  • Amanda E Smith
  • Amanda E Richards

View on SEC IAPD

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Other Offices

EW ADVISER, LLC · PHOENIX, AZ
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
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