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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-14
  • NJ RA
    APPROVED
    Since 2026-08-14

Branch Locations

2504 Highway 35, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors New York NY 02/2022 04/2026
Wharfside Restaurant Point Pleasant NJ 06/2020 02/2022
Upper Freehold Regional School District Allentown NJ 07/2020 09/2021
Howell Recreational Camp Howell NJ 07/2016 08/2019
Quaker Steak And Lube Restaurant Brick NJ 05/2019 03/2020
The College Of New Jersey Ewing NJ 09/2017 08/2021
Howell High School Howell NJ 09/2015 06/2017
Upper Freehold Regional School District Allentown NJ 07/2019 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manasquan NJ 07/2026 Present
Fossil Tinton Falls NJ 06/2019 08/2019
Texas Roadhouse Howell NJ 06/2019 08/2019
Bank Of America, N.A. Manasquan NJ 08/2026 Present
  • 02/2022 → 04/2026
    Equitable Advisors
    New York, NY
  • 06/2020 → 02/2022
    Wharfside Restaurant
    Point Pleasant, NJ
  • 07/2020 → 09/2021
    Upper Freehold Regional School District
    Allentown, NJ
  • 07/2016 → 08/2019
    Howell Recreational Camp
    Howell, NJ
  • 05/2019 → 03/2020
    Quaker Steak And Lube Restaurant
    Brick, NJ
  • 09/2017 → 08/2021
    The College Of New Jersey
    Ewing, NJ
  • 09/2015 → 06/2017
    Howell High School
    Howell, NJ
  • 07/2019 → 08/2019
    Upper Freehold Regional School District
    Allentown, NJ
  • 07/2026 → Present
    Manasquan, NJ
  • 06/2019 → 08/2019
    Fossil
    Tinton Falls, NJ
  • 06/2019 → 08/2019
    Texas Roadhouse
    Howell, NJ
  • 08/2026 → Present
    Bank Of America, N.A.
    Manasquan, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-30
S63 Uniform Securities Agent State Law Examination 2022-07-09
  • S66 Uniform Combined State Law Examination
    2024-12-30
  • S63 Uniform Securities Agent State Law Examination
    2022-07-09
Other Names
  • Austin Dave

View on SEC IAPD

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