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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-05 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Newport Beach | CA | 08/2024 | 10/2025 |
| New York Life Insurance Co. | Newport Beach | CA | 01/2024 | 10/2025 |
| Unemployed | Orange | CA | 07/2023 | 01/2024 |
| Veryable | Nasheville | TN | 01/2023 | 06/2023 |
| Baylor University | Waco | TX | 07/2020 | 12/2022 |
| Hewes/Foothill High | Santa Ana | CA | 11/2013 | 08/2022 |
| Secure Income Management Llc | Tucson | AZ | 10/2025 | 07/2026 |
| Secure Investment Management Llc | Tucson | AZ | 01/2026 | 07/2026 |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2026 | Present |
| Galloway Asset Management, Llc | Mesa | AZ | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-04 |
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