Best Investors Account Sign in

Nicholas Lyons

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chico, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-04
CA RA APPROVED 2024-02-06
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • CA RA
    APPROVED
    Since 2024-02-06

Branch Locations

400 Broadway St, Chico, CA 95928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oroville CA 10/2020 Present
Check N Go Redding CA 08/2020 10/2020
Uber Chico CA 01/2018 06/2020
Glidewell Dental Newport Beach CA 03/2016 03/2017
Cypress College Cypress CA 01/2017 05/2017
California State University Chico Chico CA 01/2018 05/2020
Unemployed Garden Grove CA 05/2017 01/2018
  • 10/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Oroville, CA
  • 08/2020 → 10/2020
    Check N Go
    Redding, CA
  • 01/2018 → 06/2020
    Uber
    Chico, CA
  • 03/2016 → 03/2017
    Glidewell Dental
    Newport Beach, CA
  • 01/2017 → 05/2017
    Cypress College
    Cypress, CA
  • 01/2018 → 05/2020
    California State University Chico
    Chico, CA
  • 05/2017 → 01/2018
    Unemployed
    Garden Grove, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-05
  • S66 Uniform Combined State Law Examination
    2024-02-05
Other Names
  • Nicholas John Lyons

View on SEC IAPD

Other Firms

WALLER FINANCIAL COACHING
CETERA INVESTMENT ADVISERS LLC
FARMERS ASSET MANAGEMENT, LLC
INTEGRATED ADVISORS NETWORK LLC
MURRAY FINANCIAL SERVICES, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
VALIC FINANCIAL ADVISORS, INC.

Other Investors

JUSTIN CHADE WALLER
DANA DUANE FUNK
Paul Lawrence Munly
ANNA CHRISTINA NELSON
GUERDON TISDALE ELY
GANNON KENNETH JAMES AGNEW
KEVIN IAN MURRAY
CHAD LAWTON PARKER

Other Offices

WALLER FINANCIAL COACHING · CHICO, CA
CETERA INVESTMENT ADVISERS LLC · CHICO, CA
FARMERS ASSET MANAGEMENT, LLC · Chico, CA
INTEGRATED ADVISORS NETWORK LLC · Chico, CA
MURRAY FINANCIAL SERVICES, INC · CHICO, CA
MURRAY FINANCIAL SERVICES, INC · CHICO, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chico, CA
EDWARD JONES · CHICO, CA

More in Chico, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor