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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Marlborough MA 10/2023 11/2024
Berkshire Hathaway Homeservices Town And Country Real Estate Wellesley MA 01/2015 Present
Beijing University Of Posts And Telecommunications Beijing 07/2005 11/2024
The Prudential Insurance Company Of America Marlborough MA 02/2024 Present
Lpl Enterprise, Llc Marlborough MA 11/2024 Present
  • 10/2023 → 11/2024
    Marlborough, MA
  • 01/2015 → Present
    Berkshire Hathaway Homeservices Town And Country Real Estate
    Wellesley, MA
  • 07/2005 → 11/2024
    Beijing University Of Posts And Telecommunications
    Beijing
  • 02/2024 → Present
    The Prudential Insurance Company Of America
    Marlborough, MA
  • 11/2024 → Present
    Marlborough, MA
Previous Registrations
Other Businesses

1) 11/06/2024 - Sinica Education Inc. - Outside/W-2 Employment - Tutor for high school students and college level students on Economics courses: review the textbook content with students, review their homework and help them with exam preparation - Non Inv Related - At Los Angeles, CA - Start Date 08/23/2023 - 0hrs/mth - 0hrs/mth During Trading 2) 11/06/2024 - Berkshire Hathaway HomeServices Town and Country Real Estate - Mortgage/Real Estate Services - Act as seller's agent or buyer's agent for the property I want to invest, or I own. So far, I have not worked for any clients - Inv Related - At MARLBOROUGH, MA- Start Date 01/01/2015 - 1hrs/mth - 0hrs/mth During Trading 3) 02/19/2025 - Southern New Hampshire University - Outside/W-2 Employment - I am an adjunct faculty of Southern New Hampshire University, will teach online lesson for university students at SNHU. This business does not share office space with my securities business. - Not INV Related - At Manchester, NH - Start Date 03/03/2025 - 24hrs/mth - 0hrs During Trading 4) 03/25/2026-Wellesley Chinese American Network, Inc-Board Member-Non-Profit Board Member-Not inv related-At Wellesley, MA-Start date 03/08/2026-2hrs/mth

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-12-21
S65 Uniform Investment Adviser Law Examination 2020-09-23
  • S63 Uniform Securities Agent State Law Examination
    2023-12-21
  • S65 Uniform Investment Adviser Law Examination
    2020-09-23

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