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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Marlborough | MA | 10/2023 | 11/2024 |
| Berkshire Hathaway Homeservices Town And Country Real Estate | Wellesley | MA | 01/2015 | Present |
| Beijing University Of Posts And Telecommunications | Beijing | 07/2005 | 11/2024 | |
| The Prudential Insurance Company Of America | Marlborough | MA | 02/2024 | Present |
| Lpl Enterprise, Llc | Marlborough | MA | 11/2024 | Present |
1) 11/06/2024 - Sinica Education Inc. - Outside/W-2 Employment - Tutor for high school students and college level students on Economics courses: review the textbook content with students, review their homework and help them with exam preparation - Non Inv Related - At Los Angeles, CA - Start Date 08/23/2023 - 0hrs/mth - 0hrs/mth During Trading 2) 11/06/2024 - Berkshire Hathaway HomeServices Town and Country Real Estate - Mortgage/Real Estate Services - Act as seller's agent or buyer's agent for the property I want to invest, or I own. So far, I have not worked for any clients - Inv Related - At MARLBOROUGH, MA- Start Date 01/01/2015 - 1hrs/mth - 0hrs/mth During Trading 3) 02/19/2025 - Southern New Hampshire University - Outside/W-2 Employment - I am an adjunct faculty of Southern New Hampshire University, will teach online lesson for university students at SNHU. This business does not share office space with my securities business. - Not INV Related - At Manchester, NH - Start Date 03/03/2025 - 24hrs/mth - 0hrs During Trading 4) 03/25/2026-Wellesley Chinese American Network, Inc-Board Member-Non-Profit Board Member-Not inv related-At Wellesley, MA-Start date 03/08/2026-2hrs/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-12-21 |
| S65 | Uniform Investment Adviser Law Examination | 2020-09-23 |
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