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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-07-28 |
Branch Locations
2155 Louisiana Blvd Northeast Suite10000, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Fe | NM | 09/2024 | 06/2026 |
| Charles Schwab | Albuquerque | NM | 09/2023 | 09/2024 |
| Palco (Care For Sean Driscoll) | Albuquerque | NM | 05/2013 | Present |
| Bank Of America | Rio Rancho | NM | 02/2015 | 09/2023 |
| Bank Of America, N.A. | Santa Fe | NM | 02/2026 | 06/2026 |
| Ubs Financial Services Inc. | Albuquerque | NM | 06/2026 | Present |
-Mi Via through Palco -not investment related -Address: Maumelle, AR -Caregiving my [REDACTED] brother, Sean Driscoll -caregiver -started may 2013 -I claim 40 hours/week, but I am doing daily life things like cooking meals for him and my family, laundry, etc. -0 hours during trading hours -cooking meals for my brother, laundry, taking him out in the community, making sure he sees his other siblings, etc. I do NOT handle any of his finances. He does not have any investment accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-22 |
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