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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-07-28
  • NM RA
    APPROVED
    Since 2026-07-28

Branch Locations

2155 Louisiana Blvd Northeast Suite10000, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Fe NM 09/2024 06/2026
Charles Schwab Albuquerque NM 09/2023 09/2024
Palco (Care For Sean Driscoll) Albuquerque NM 05/2013 Present
Bank Of America Rio Rancho NM 02/2015 09/2023
Bank Of America, N.A. Santa Fe NM 02/2026 06/2026
Ubs Financial Services Inc. Albuquerque NM 06/2026 Present
Previous Registrations
Other Businesses

-Mi Via through Palco -not investment related -Address: Maumelle, AR -Caregiving my [REDACTED] brother, Sean Driscoll -caregiver -started may 2013 -I claim 40 hours/week, but I am doing daily life things like cooking meals for him and my family, laundry, etc. -0 hours during trading hours -cooking meals for my brother, laundry, taking him out in the community, making sure he sees his other siblings, etc. I do NOT handle any of his finances. He does not have any investment accounts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-22
  • S66 Uniform Combined State Law Examination
    2026-01-22
Other Names
  • Melissa Kristen Driscoll
  • Melissa K Tafoya
  • Melissa Tafoya

View on SEC IAPD

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