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Donald Raymond Hardy

LPl Enterprise, LLC

Warwick, RI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-11-14
  • RI RA
    APPROVED
    Since 2024-11-14

Branch Locations

475 Kilvert Street Suite 135, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Smithfield RI 07/2023 08/2024
Advanced Realty South Kingstown RI 01/2019 07/2023
Circle 100 Realty Providence RI 08/2018 12/2018
M&R Capital Realty Cranston RI 10/2017 07/2018
Keller Williams Leading Edge Lincoln RI 10/2016 09/2017
Glorious Affairs Newport RI 06/2013 10/2016
Pruco Securities, Llc. Warwick RI 08/2024 11/2024
The Prudential Insurance Company Of America Warwick RI 09/2024 Present
Lpl Enterprise, Llc Warwick RI 11/2024 Present
  • 07/2023 → 08/2024
    Fidelity Investments
    Smithfield, RI
  • 01/2019 → 07/2023
    Advanced Realty
    South Kingstown, RI
  • 08/2018 → 12/2018
    Circle 100 Realty
    Providence, RI
  • 10/2017 → 07/2018
    M&R Capital Realty
    Cranston, RI
  • 10/2016 → 09/2017
    Keller Williams Leading Edge
    Lincoln, RI
  • 06/2013 → 10/2016
    Glorious Affairs
    Newport, RI
  • 08/2024 → 11/2024
    Pruco Securities, Llc.
    Warwick, RI
  • 09/2024 → Present
    The Prudential Insurance Company Of America
    Warwick, RI
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Warwick, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-04
S63 Uniform Securities Agent State Law Examination 2023-11-16
  • S66 Uniform Combined State Law Examination
    2024-09-04
  • S63 Uniform Securities Agent State Law Examination
    2023-11-16
Other Names
  • Donald Raymond Hardy
  • Donald Hardy

View on SEC IAPD

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Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
OSAIC WEALTH, INC. · WARWICK, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WARWICK, RI

More in Warwick, RI

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