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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-21 |
| TX | RA | APPROVED | 2023-09-20 |
Branch Locations
8044 Montgomery Rd Floor 02, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na | Cincinnati | OH | 07/2023 | Present |
| Jpmorgan Securities Llc | Cincinnati | OH | 07/2023 | Present |
| University Of Kentucky | Lexington | KY | 03/2022 | 12/2022 |
| Jpmorgan Chase Bank, Na | Cincinnati | OH | 06/2022 | 08/2022 |
| Ubs | Nashville | TN | 06/2021 | 08/2021 |
| University Of Kentucky | Lexington | KY | 08/2020 | 05/2021 |
| University Of Kentucky | Lexington | KY | 08/2019 | 12/2022 |
| Unemployed | Prospect | KY | 07/2013 | 07/2019 |
| Unemployed | Prospect | KY | 01/2022 | 06/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-20 |
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