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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-21 |
Branch Locations
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Phoenix | AZ | 07/2024 | Present |
| Full-Time Student | College Station | TX | 01/2024 | 05/2024 |
| Hawkins Laakso Wealth Management | Houston | TX | 12/2023 | 02/2024 |
| Full Time Student | College Station | TX | 08/2023 | 12/2023 |
| Hawkins Laakso Wealth Management | Houston | TX | 05/2023 | 08/2023 |
| Full Time Student | College Station | TX | 01/2023 | 05/2023 |
| Flood & Flood Attorneys | Houston | TX | 12/2022 | 01/2023 |
| Full Time Student | College Station | TX | 08/2022 | 12/2022 |
| The Briar Club | Houston | TX | 02/2022 | 12/2022 |
| Ups Store | Houston | TX | 12/2021 | 03/2022 |
| Full Time Student | Georgetown | TX | 08/2021 | 12/2021 |
| Unemployed | Houston | TX | 05/2021 | 08/2021 |
| Full Time Student | Georgetown | TX | 01/2021 | 05/2021 |
| Unemployed | Houston | TX | 12/2020 | 01/2021 |
| Full Time Student | Georgetown | TX | 08/2020 | 12/2020 |
| Unemployed | Houston | TX | 05/2020 | 08/2020 |
| High School Student | Houston | TX | 08/2016 | 05/2020 |
| Middle School Student | Houston | TX | 08/2013 | 08/2016 |
| Unemployed | Houston | TX | 05/2024 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-19 |
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