Nicholas Falco

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2023 → 12/2024
  Jpmorgan Chase Bank, N.A.
  Hoffman Estates, IL
• 03/2023 → 03/2023
  Paychex
  Warrenville, IL
• 04/2022 → 01/2023
  Pnc Bank, N.A.
  Carol Stream, IL
• 12/2018 → 03/2022
  Bmo Harris Bank, N.A.
  Bloomingdale, IL
• 12/2017 → 12/2018
  The Room Place
  Lombard, IL
• 08/2016 → 05/2017
  Panda Restaurant Group, Inc
  Addison, IL
• 04/2017 → 06/2017
  Htrs Services Corporations
  Schaumburg, IL
• 07/2017 → 11/2017
  Unemployed
  Roselle, IL
• 12/2017 → 05/2022
  College Of Dupage
  Glen Ellyn, IL
• 05/2022 → 12/2023
  Northern Illinois University
  Dekalb, IL
• 12/2024 → 06/2026
  Empower Financial Services, Inc.
  Greenwood Village, CO
• 12/2025 → 06/2026
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 07/2026 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2026-01-14 → 2026-06-11
  Empower Advisory Group, Llc
  Elgin, IL
  Greenwood Village, CO

Other Businesses

I am renting out my previous home in Illinois to a family member. The business is under my personal name, Nicholas Falco, as a proprietor and is real estate related. My address is 9412 Lake Chase Island Way Tampa, FL 33626. My position is a Landlord and started on 7/1/26. I devote approximately 1 hour per month to the other business. I devote no time during securities trading hours. My duties include coordinating any issues that arise with service persons in Illinois for general repairs and upkeep of living conditions of the property.

Exams

• S66 Uniform Combined State Law Examination
  2025-12-05
• S63 Uniform Securities Agent State Law Examination
  2023-05-16

Other Names

• Nick Falco
• Nicholas Ethan Falco