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Christian Giles Sponholz

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7724302

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-30
TX RA APPROVED 2025-07-17
  • AZ RA
    APPROVED
    Since 2025-07-30
  • TX RA
    APPROVED
    Since 2025-07-17

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 05/2023 Present
Self Employed Phoenix AZ 12/2017 05/2023
Desert Financial Credit Union Phoenix AZ 01/2015 12/2017
Vanguard Marketing Corporation Scottsdale AZ 05/2023 Present
Vanguard Advisers, Inc. Scottsdale AZ 07/2025 Present
  • 05/2023 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 12/2017 → 05/2023
    Self Employed
    Phoenix, AZ
  • 01/2015 → 12/2017
    Desert Financial Credit Union
    Phoenix, AZ
  • 05/2023 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 07/2025 → Present
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Self Emplyed NON-INVESTMENT RELATED ADDRESS (City/State):Phoenix, AZ NATURE OF BUSINESS: e-Commerce POSITION: Self Employed START DATE (Month/Year): 01/01/2018 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Selling items on eBay

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-16
S63 Uniform Securities Agent State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2025-07-16
  • S63 Uniform Securities Agent State Law Examination
    2023-07-31
Other Names
  • Christian Sponholz
  • Christian G Sponholz

View on SEC IAPD

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